Financial Services may be simply defined as services offered by financial and banking institutions like loan, insurance, etc. Introduction to Financial Services: The Securities and Exchange Commission (SEC) Origins, Structure, and Market Oversight To help restore confidence in the securities markets in the wake of the stock market crash of 1929, Congress passed the Securities Exchange Act of 1934, which authorized the creation of the Securities and Exchange Commission (SEC). This course will provide an introduction to the various participants within financial services and help delegates understand the way in which they interact. The financial services industry is of critical importance to economies and societies around the globe. Financial services enable the consumers to obtain different types of products and services by which they can improve their standard of living. March 24, 2015 Introduction to Financial Services: “Regulatory Relief” The 114th Congress is considering legislation to provide “regulatory relief” in the area of financial services. Chapter Two Introduction to Financial Institutions Introduction The past decade has witnessed significant changes in the structure, characteristics, and types of products and services provided by the financial services industry. … - Selection from Financial Services Firms: Governance, Regulations, Valuations, Mergers, and Acquisitions, 3rd Edition [Book] Purchase of car, house and other essential as well as luxurious items is made possible through hire purchase, leasing and housing finance companies. The financial services industry encompasses many types of businesses involved in managing money and plays a vital role in the world's economy. Financial Services Regulation - Introduction Delegates This course will be of benefit to those who require a practical knowledge of the UK regulatory regime, particularly if you are working in the field of compliance or associated control functions. Financial Services are concerned with the design and delivery of financial instruments and advisory services to individuals and businesses within the area of banking and related institutions, personal financial planning, investment, real assets, insurance etc. Introduction to Financial Services - Free download as Powerpoint Presentation (.ppt / .pptx), PDF File (.pdf), Text File (.txt) or view presentation slides online. What are financial services The industry as a whole is vast and includes companies engaged in activities such as investing, lending, insuring, securities trading and issuance, asset management, advising, accounting, and foreign exchange. This In Focus gives a broad overview of the policy tradeoffs inherent in relief and the forms that relief proposals could take.

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